Pinterest files with U.S. securities reg...

SAN FRANCISCO, March 22 (Xinhua) -- U.S. social media and image search site Pinterest Inc. Friday filed with the U.S. Securities and Exchange Commission (SEC) for initial public offering (IPO). San F

U.S. SEC fines Merrill Lynch 8 million U...

WASHINGTON, March 22 (Xinhua) -- The U.S. Securities and Exchange Commission (SEC) announced on Friday that Merrill Lynch, a top tier broker, agreed to pay more than 8 million U.S. dollars to settle

SEC pushes court to hold Elon Musk in co...

Tesla CEO Elon Musk is in blatant violation of a settlement agreement reached last year over securities fraud allegations, the U.S. Securities and Exchange Commission said in a biting response to th

U.S. SEC fines investment adviser, forme...

WASHINGTON, March 15 (Xinhua) -- A registered investment adviser and one of its former executives agreed to be fined for manipulating an auction as well as failing to exercise fiduciary duty, the U.S

U.S. SEC orders BB&T to return over 5 ml...

WASHINGTON, March 5 (Xinhua) -- U.S. Securities and Exchange Commission (SEC) announced on Tuesday that BBT Securities agreed to return millions of dollars to retail investors and pay a penalty to se

SEC seeks contempt charge against Tesla'...

The U.S. Securities and Exchange Commission (SEC) is pursuing a contempt order against Tesla Inc CEO Elon Musk, saying he violated a fraud settlement by tweeting material information without preappro

Tesla's Elon Musk faces U.S. contempt cl...

The U.S. Securities and Exchange Commission (SEC) on Monday asked a judge to hold Elon Musk, the CEO of electric vehicle maker Tesla, in contempt for violating a deal between him and the regulator o

Tesla's Elon Musk faces U.S. contempt cl...

WASHINGTON, Feb. 25 (Xinhua) -- The U.S. Securities and Exchange Commission (SEC) on Monday asked a judge to hold Elon Musk, the CEO of electric vehicle maker Tesla, in contempt for violating a deal